Opportunity Information: Apply for DE FOA 0001826

The Department of Energy, through the National Energy Technology Laboratory (NETL), issued this funding opportunity to push forward practical, research-driven technologies that improve how scientists and engineers characterize stress conditions deep underground and how they anticipate rock and fault responses when fluids are injected into the subsurface. At its core, the announcement focuses on two tightly related problems: first, the difficulty of accurately measuring the in-situ maximum principal stress at depth, and second, the challenge of predicting how injection-driven pressure changes can migrate vertically and alter the state of stress across a storage complex, including adjacent layers such as the underburden and even basement formations. By targeting both measurement and prediction, the program is aimed at reducing uncertainty in geomechanical assessments that matter for safe, effective subsurface operations.

A major theme of the opportunity is the development of tools and methods that can determine the maximum principal stress in the deep subsurface with better accuracy and lower uncertainty than existing approaches. In real-world subsurface projects, stress estimates can vary widely depending on the measurement technique, assumptions about rock properties, and data quality. This FOA is looking for improved instrumentation, field methods, analysis workflows, or integrated approaches that make stress characterization more reliable. The intent is not simply to collect more data, but to make stress measurements more defensible by reducing ambiguity and quantifying uncertainty in a way that supports engineering decisions.

The second area of interest addresses how pressure migration caused by injection can change subsurface stress conditions vertically, not just laterally near the injection zone. This includes understanding how pressure can move through stratigraphic pathways, discontinuities, or transmissive features and how that pressure redistribution can alter stresses in the storage formation, the overlying and underlying formations, and the basement. The emphasis on vertical pressure migration reflects concerns that stress perturbations can extend beyond the target interval, potentially influencing seal integrity, fault stability, deformation, or induced seismicity risk depending on local geology and operational conditions. The FOA seeks methods that improve prediction and understanding of these geomechanical impacts, which could include modeling approaches, monitoring strategies, or coupled workflows that connect pressure evolution to stress changes and mechanical response.

From an administrative and funding standpoint, this was a discretionary funding opportunity using a cooperative agreement structure, meaning DOE/NETL typically expects substantial involvement during the project period rather than a hands-off grant. The opportunity was identified as DE-FOA-0001826 under CFDA 81.089, categorized under energy, science and technology, and other research and development. Eligibility was listed as unrestricted, indicating that a broad range of applicants could apply (for example, universities, national labs, private companies, nonprofits, or other organizations), subject to any additional eligibility notes in the full announcement.

The FOA was created on February 26, 2018, with an original closing date of May 7, 2018. DOE anticipated making around eight awards, with an award ceiling of $2,000,000 per project. Taken together, the funding level and expected number of awards suggest an intent to support multiple parallel technical approaches rather than betting on a single solution, encouraging a portfolio of innovations that can be validated and compared across different geologic settings or operational scenarios.

In practical terms, the opportunity is best understood as supporting technologies and methods that help answer two critical subsurface questions with greater confidence: "What is the maximum principal stress at depth, and how sure are we?" and "How will injection-driven pressure changes migrate and mechanically affect the broader storage system over time?" The outcomes DOE is implicitly driving toward are better measurement confidence, improved predictive capability, and reduced geomechanical uncertainty for deep subsurface activities where stress and pressure interactions can control safety and performance.

  • The Department of Energy, National Energy Technology Laboratory in the energy, science and technology and other research and development sector is offering a public funding opportunity titled "Developing Technologies to Advance the Understanding of State of Stress and Geomechanical Impacts Within the Subsurface" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 81.089.
  • This funding opportunity was created on Feb 26, 2018.
  • Applicants must submit their applications by May 07, 2018. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $2,000,000.00 in funding.
  • The number of recipients for this funding is limited to 8 candidate(s).
  • Eligible applicants include: Unrestricted (i.e., open to any type of entity above), subject to any clarification in text field entitled Additional Information on Eligibility.
Apply for DE FOA 0001826

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Frequently Asked Questions (FAQs)

What is the main goal of this DOE/NETL funding opportunity?

The opportunity supports practical, research-driven technologies that improve (1) how the in-situ maximum principal stress is characterized at depth and (2) how scientists and engineers predict rock and fault responses when fluids are injected into the subsurface, especially when injection-driven pressure changes migrate vertically and alter stress across a broader storage complex.

Which agency is offering this funding opportunity?

The funding opportunity was issued by the U.S. Department of Energy (DOE) through the National Energy Technology Laboratory (NETL).

What are the two primary technical problems the FOA is trying to address?

The FOA focuses on two closely related challenges: accurately measuring the in-situ maximum principal stress at depth, and predicting how injection-driven pressure changes can migrate vertically and modify stress conditions across the storage formation and adjacent layers (including the underburden and basement formations).

What does the FOA mean by "maximum principal stress" and why is it important?

In the context provided, the maximum principal stress refers to the largest in-situ stress acting in the deep subsurface. It matters because stress conditions influence how rocks deform, how faults may respond, and how subsurface operations perform and remain safe when fluids are injected.

What kinds of solutions are encouraged for improving maximum principal stress measurement?

The FOA seeks improved tools and methods that reduce uncertainty relative to existing approaches. Examples described include improved instrumentation, field methods, analysis workflows, or integrated approaches that make stress characterization more reliable and defensible for engineering decisions.

Is the FOA only looking for more data collection in the subsurface?

No. The emphasis is not simply on collecting more data. The FOA prioritizes reducing ambiguity in stress estimates and quantifying uncertainty in a way that supports decision-making, making stress measurements more defensible and reliable.

Why does the FOA emphasize uncertainty reduction in stress estimates?

Because stress estimates can vary widely depending on the measurement technique, assumptions about rock properties, and data quality. The FOA aims to reduce that variability and improve confidence in geomechanical assessments that affect safe and effective subsurface operations.

What is meant by "vertical pressure migration" in this funding opportunity?

Vertical pressure migration refers to injection-driven pressure changes moving upward or downward through the subsurface, not just spreading laterally near the injection zone. The FOA highlights that pressure may travel through stratigraphic pathways, discontinuities, or transmissive features, potentially changing stress conditions across multiple layers.

Which parts of the subsurface system are included when considering vertical stress changes?

The FOA explicitly includes the storage formation as well as adjacent layers such as the overburden/underburden and even basement formations. The intent is to understand stress perturbations across the broader storage complex, not only the target interval.

What kinds of impacts is DOE concerned about from injection-driven pressure and stress changes?

The FOA describes concerns that stress perturbations can extend beyond the target interval and potentially influence seal integrity, fault stability, deformation, or induced seismicity risk, depending on local geology and operational conditions.

What kinds of approaches are encouraged for predicting geomechanical impacts of pressure migration?

The FOA indicates interest in methods that improve prediction and understanding of geomechanical impacts, including modeling approaches, monitoring strategies, or coupled workflows that connect pressure evolution to stress changes and mechanical response.

Does the FOA require that measurement and prediction be addressed together?

The FOA targets both improved stress measurement and improved prediction of injection-driven stress changes. The description frames these as tightly related problems and emphasizes that addressing both helps reduce uncertainty in geomechanical assessments. The specific balance for a given project is not detailed in the summary provided.

What type of funding instrument is used for this opportunity?

The FOA uses a cooperative agreement structure. That means DOE/NETL typically expects substantial involvement during the project period rather than a fully hands-off award.

What does "substantial involvement" mean in a cooperative agreement context?

Based on the description provided, it means DOE/NETL is likely to be actively involved during the project period (for example, through technical engagement and project oversight) rather than acting solely as a passive funder. Specific interaction mechanisms are not detailed in the provided text.

Is this a discretionary funding opportunity?

Yes. The summary describes it as a discretionary funding opportunity.

What is the FOA number and CFDA number for this opportunity?

The opportunity is identified as DE-FOA-0001826 under CFDA 81.089.

How is the opportunity categorized?

It is categorized under energy, science and technology, and other research and development.

Who is eligible to apply?

Eligibility is listed as unrestricted, meaning a broad range of applicants could apply. The description provides examples such as universities, national labs, private companies, nonprofits, or other organizations, subject to any additional eligibility notes in the full announcement.

When was the FOA created and when did it close?

The FOA was created on February 26, 2018, with an original closing date of May 7, 2018.

How many awards did DOE anticipate making?

DOE anticipated making around eight awards.

What was the maximum funding amount per project?

The award ceiling was $2,000,000 per project.

What does the expected number of awards suggest about DOE's strategy?

Supporting around eight awards (with a $2,000,000 ceiling) suggests DOE intended to support multiple parallel technical approaches rather than relying on a single solution, enabling innovation and comparison across different settings or scenarios.

What kinds of subsurface operations could benefit from the outcomes of this FOA?

The FOA is framed around deep subsurface activities where stress and pressure interactions control safety and performance, especially operations involving fluid injection into the subsurface and the resulting stress and fault responses.

What are the key questions this FOA is trying to help answer?

The FOA is implicitly aimed at improving confidence in answering two core questions: (1) "What is the maximum principal stress at depth, and how sure are we?" and (2) "How will injection-driven pressure changes migrate and mechanically affect the broader storage system over time?"

What outcomes is DOE driving toward with this funding opportunity?

The described outcomes include better measurement confidence, improved predictive capability, and reduced geomechanical uncertainty for deep subsurface operations impacted by stress and pressure interactions.

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